Platform Regulatory Compliance

Introduction:As a financial trading platform, Kalshi operates within a regulated framework to ensure compliance with relevant laws, regulations, and industry standards. In this guide, we'll provide you with an overview of Kalshi's regulatory compliance measures, demonstrating our commitment to transparency, integrity, and legal compliance in our operations.

Platform Regulatory Compliance:

1. Regulatory Oversight: - Kalshi operates under the regulatory oversight of relevant regulatory bodies, ensuring compliance with applicable laws and regulations. - Regulatory oversight may vary depending on the jurisdiction in which Kalshi operates and the nature of its services.

2. Licensing and Registration: - Kalshi may hold licenses or registrations from regulatory authorities that authorize its operation as a trading platform. - Licenses and registrations demonstrate Kalshi's compliance with regulatory requirements and commitment to maintaining high standards of integrity and transparency.

3. AML/KYC Compliance: - Kalshi implements robust anti-money laundering (AML) and know your customer (KYC) procedures to prevent money laundering, terrorist financing, and other illicit activities. - AML/KYC compliance measures include identity verification, customer due diligence, and monitoring of suspicious transactions.

4. Transaction Monitoring: - Kalshi monitors transactions on its platform to detect and prevent fraudulent activities, market manipulation, and other illicit behaviors. - Transaction monitoring systems analyze trading patterns, transaction volumes, and other relevant data to identify suspicious activities and take appropriate action.

5. Data Protection and Privacy: - Kalshi adheres to data protection and privacy laws to safeguard the privacy and confidentiality of user information. - Data protection measures include encryption, access controls, and data retention policies to ensure the secure handling of user data.

6. Market Integrity: - Kalshi upholds market integrity by maintaining fair and orderly markets and preventing abusive trading practices. - Market surveillance systems monitor trading activities to detect and prevent market abuse, insider trading, and other forms of misconduct.

7. Compliance Policies and Procedures: - Kalshi has established comprehensive compliance policies and procedures to ensure adherence to regulatory requirements and industry best practices. - Compliance policies cover areas such as risk management, conflict of interest management, and regulatory reporting.

8. Regulatory Reporting: - Kalshi submits regular reports to regulatory authorities as required by law, providing transparency into its operations and compliance with regulatory obligations. - Regulatory reports may include financial statements, transaction reports, and other relevant information as mandated by regulatory authorities.

9. Audits and Examinations: - Kalshi undergoes audits and examinations by regulatory authorities or independent auditors to assess its compliance with regulatory requirements. - Audits and examinations help identify areas for improvement and ensure that Kalshi's operations remain in compliance with applicable laws and regulations.

10. Continuous Monitoring and Improvement: - Kalshi remains committed to continuous monitoring and improvement of its regulatory compliance measures. - We regularly review and update our compliance policies, procedures, and systems to adapt to changing regulatory requirements and industry standards.

By adhering to regulatory compliance standards, Kalshi aims to foster trust and confidence among its users while maintaining the integrity and stability of its trading platform. We remain committed to upholding the highest standards of regulatory compliance in all aspects of our operations.